affiliated person meaning in Chinese
包括董事
关联人士能影响一家企业活动的人士
Examples
- The article analyzes the issue from the following aspects . the first is the scope of the affiliated persons . there is no the scope of the affiliated persons in company law and security law
我国在这方面的规定已日趋完善,但也存在一些问题,如立法层次过低、部门立法、没有发挥证券交易所独特的作用等。 - The securities and exchange commission of usa voted to publish for comment a rule proposal that also took action to adopt provisions t o exempt transactions between investment companies and affiliated persons in august 2002
对关联交易进行法律规制的前提是首先要界定关联人的范围,而我国《公司法》和《证券法》并没有对关联人作出界定。 - Therefore , all countries and regions generally bring the affiliated persons of fund manager and custodian into the entities of conflicts of interest in securities investment fund . the judgment criterion of affiliation relationship is whether there are direct material interest relations between fund manager , custodian and the third party
在证券投资基金利益冲突法律规制问题上,各基金业发达国家和地区普遍采取原则禁止与适度豁免相结合的规制政策,以及内部制衡与外部制约相结合的规制手段。 - This kind of interest conflicts takes on the traits such as objectivity , the possibility of fund damage , complexity , diversity and concealment , etc . in practice , the indirect interest conflicts that the fund manager and custodian ’ s affiliated persons engage in transactions are far more usual than the direct interest conflicts that they participate in the deals themselves
基金财产所有权与经营权分离导致投资者与基金管理人、托管人之间形成的委托?代理关系是基金利益冲突形成的根本原因;基金管理人、托管人违背了对投资者的忠实义务是对基金利益冲突进行法律规制的法理基础。 - So many countries have attached great importance to the regulation of the conflict of interest transactions of investment fund . the conflict of interest transactions of investment fund may result in transaction cost surplus and expense cost surplus and become beneficial to the fund industry . but on the other hand , the affiliated person may damage the interest of the third party and bring moral risk into the fund industry
一方面,相对于外界,关联方之间的信息相对充分,关联方之间可以根据彼此的需求和供给能力达成协议,促使供求平衡,节约谈判成本和寻找成本,产生生产成本节余或消费成本节余;另一方面,由于外界与关联方之间信息不对称,关联方可能利用自身信息优势,进行损害第三方利益的行为,从而产生道德风险。